-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PI8RJgbRDGQTfFZ1gbcuHzmPcYFyY0AfTz8ydMs4LNr7wKS0M5ITTub+zUgsp6du yH6Fo/+9d0aa9wJz9Z/kcQ== 0000902664-02-000327.txt : 20020414 0000902664-02-000327.hdr.sgml : 20020414 ACCESSION NUMBER: 0000902664-02-000327 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS GROUP INC CENTRAL INDEX KEY: 0000900017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 720843450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46378 FILM NUMBER: 02554561 BUSINESS ADDRESS: STREET 1: 5221 N OCONNOR BLVD STE 500 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728693400 MAIL ADDRESS: STREET 1: 5221 N OCONNOR SUITE 500 CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVANS EDWARD P CENTRAL INDEX KEY: 0001099731 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127659500 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 SC 13D/A 1 srz9184605v1.txt AMENDMENT NO. 2 / THOMAS GROUP, INC. SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 2)* Thomas Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 884402108 (CUSIP Number) Edward P. Evans Spring Hill Farm 712 Fifth Avenue, Suite 4900 New York, NY 10019 (212) 765-9500 (Name, address and telephone number of person authorized to receive notices and communications) December 27, 2001 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [X] (Continued on following pages) (Page 1 of 5 Pages) CUSIP No. 884402108 13D Page 2 of 5 Pages - ----------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edward P. Evans - ----------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ----------------------------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** PF See Item 3. - ----------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ----------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER 458,018 SHARES -------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER 21,000 OWNED BY -------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER 458,018 REPORTING -------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 21,000 - ----------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 479,018 See Item 5. - ----------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ----------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.6% - ----------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** IN - ----------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 884402108 13D Page 3 of 5 Pages - ----------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edward P. Evans Foundation - ----------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ----------------------------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** OO See Item 3. - ----------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ----------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - ----------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER 0 SHARES -------------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER 21,000 OWNED BY -------------------------------------------------------------- EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING -------------------------------------------------------------- PERSON WITH (10) SHARED DISPOSITIVE POWER 21,000 - ----------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 479,018 See Item 5. - ----------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ----------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.6% - ----------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** OO - ----------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 884402108 13D Page 4 of 5 Pages Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended and restated as follows: (a) Mr. Evans may be deemed to beneficially own, in the aggregate, 479,018 Shares representing approximately 11.6% of the Shares outstanding (based on 4,139,433 Shares outstanding as reported in the Issuer's Form 10-Q for the period ending September 30, 2001). (i) Mr. Evans directly owns 452,018 Shares for his own accounts and holds 6,000 Shares in a Uniform Gifts to Minor Act ("UGMA") account for a minor beneficiary. Mr. Evans is also the President, the settlor and one of the trustees of the Foundation. Accordingly, Mr. Evans may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Exchange Act) (1) the Shares he holds in the UGMA account and (2) the Shares as to which the Foundation possesses direct beneficial ownership. (ii) The Foundation directly owns 21,000 Shares. (b) (i) Mr. Evans has sole voting and dispositive power over 458,018 Shares and shared voting and dispositive power over 21,000 Shares. (ii) The Foundation has shared voting and dispositive power over 21,000 Shares. (c) On December 21, 2001, Mr. Evans acquired on the open market 15,500 Shares for his own account at $1.93 per Share and 2,000 Shares for the UGMA account at $1.82 per Share. On December 27, 2001, Mr. Evans acquired on the open market 350 Shares for his own account at $1.87 per Share. No other transactions related to the Shares have been made within the last 60 days. (d) Each of the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares directly owned by it. Mr. Evans holds 6,000 Shares in a UGMA account for a minor beneficiary, who may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 6,000 Shares held in that account. (e) Not applicable CUSIP No. 884402108 13D Page 5 of 5 Pages SIGNATURES After reasonable inquiry and to the best of knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: February 20, 2002 /s/ EDWARD P. EVANS ------------------------------ Edward P. Evans, as an individual EDWARD P. EVANS FOUNDATION By: /s/ EDWARD P. EVANS -------------------------- Edward P. Evans, as Trustee -----END PRIVACY-ENHANCED MESSAGE-----